Pre-IPO Checklist | ListMySME

0 / 23 done

Corporate housekeeping 0/6

Company converted to a public limited company (or conversion planned)Memorandum and Articles of Association reviewed and aligned for listingStatutory registers and minute books complete and up to dateAll ROC annual filings (AOC-4, MGT-7) made for the last three yearsShare capital history reconciled — every allotment and transfer documentedAll existing shares held in dematerialised form; ISIN obtained

Financial statements 0/6

Audited financial statements for the last three financial yearsPeer-reviewed auditor appointed (required for restated financials)Restated financial statements prepared as per the ICDR RegulationsKey performance indicators identified with a clear audit trailTax assessments and outstanding demands summarisedRelated-party transactions identified and at arm's length

Contracts & assets 0/5

Material customer, supplier and financing contracts collectedLender consents for the IPO identified and requestedTitle documents or leases for all premises availableIntellectual property (trademarks, designs) registered in the company's nameInsurance policies current and adequate

Legal & regulatory compliance 0/6

All business licences and approvals valid and in the company's nameLabour, environmental and factory compliances currentLitigation by and against the company, promoters and directors listedFEMA filings complete for any foreign investmentBoard composition plan with the required independent directorsPromoters and promoter group identified with their shareholding

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Corporate housekeeping 0/6

Financial statements 0/6

Contracts & assets 0/5

Legal & regulatory compliance 0/6

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