Listing & Post-Listing Compliance
Listing day is the start, not the finish. We run the SEBI LODR calendar so disclosures, results and governance filings go out on time, every time.
What's included in Listing & Post-Listing Compliance
Listing Approvals
Final listing and trading approvals, corporate action and depository coordination.
LODR Filings
Half-yearly results, shareholding pattern, governance reports and event disclosures.
Secretarial Audit
Annual secretarial audit and compliance certification.
Insider Trading Compliance
Structured digital database, trading window closures and disclosures under PIT.
AGM & Annual Report
Notices, e-voting, scrutiniser coordination and annual report compliance.
Monitoring of Proceeds
Utilisation reporting against the objects stated in the offer document.
Deliverables
- Annual compliance calendar
- Quarterly and half-yearly filings
- Secretarial audit report
- Board-ready compliance dashboard
Who it's for
Listed SMEs that want zero missed deadlines and a compliance record that supports a future Main Board migration.
Consult now
Tell us a little about your company. An advisor will call you back.
Often taken together
08 · GrowthMigration to Main Board
Move from the SME platform to the Main Board when you are ready.
- Migration Eligibility
- Gap Closure
- Shareholder Approval
09 · Beyond the IPOAncillary & Value-Added Services
ESOPs, takeovers and open offers, buy-backs, M&A and legal opinions.
- ESOP Structuring
- Takeover / Open Offer
- Buy-Back
01 · Early stageExtended IPO Services
Eligibility, due diligence, restructuring and end-to-end issue management.
- Eligibility Assessment
- Due Diligence
- Pre-IPO Restructuring
Let's Talk About Your Listing
Tell us about your company and we'll come back with an honest view and next steps.