Resources & Checklists
The practical checklists our own team works from — interactive, printable and free. Tick items off as you go; your progress is saved in your browser.
Interactive checklistPre-IPO Checklist
Corporate housekeeping, financial statements, contracts and legal compliance to close before day one.
Open & print
Interactive checklistDRHP Filing Checklist
The document set the exchange and merchant banker will ask for, organised by DRHP section.
Open & print
Interactive checklistPost-Listing Compliance Checklist
SEBI LODR disclosures, ROC filings and governance deadlines for a listed SME.
Open & printWhere the rules come from
SEBI (ICDR) Regulations, 2018 — Chapter IX
Initial public offer by small and medium enterprises: eligibility, minimum application size, promoter contribution, lock-in and disclosures.
SEBI (LODR) Regulations, 2015
Continuous disclosure and corporate-governance obligations once listed.
NSE Emerge & BSE SME Listing Guidelines
Exchange-specific eligibility, documentation, market-making and migration norms.
Companies Act, 2013
Prospectus provisions, share capital, board and committee requirements, and filings with the ROC.
SEBI (PIT) and (SAST) Regulations
Insider-trading controls and takeover obligations that apply from listing day.
SEBI circulars
Norms change. Every engagement is checked against the circulars in force on the filing date.

Let's Talk About Your Listing
Tell us about your company and we'll come back with an honest view and next steps.