Regulatory & Legal Compliance
Listed-company governance is set up before the listing, not after. Our company secretaries put the board, committees, policies and filings in place so the exchange sees a company that is already compliant.
What's included in Regulatory & Legal Compliance
SEBI / ROC / Exchange Filings
Every filing in the IPO cycle, tracked on one calendar and filed on time.
Corporate Governance Setup
Board composition, independent directors, audit, nomination and stakeholder committees.
Secretarial Certifications
Practising Company Secretary certificates required by the exchange and merchant banker.
Policies & Codes
Insider trading code, related-party, whistle-blower, CSR and materiality policies.
FEMA Compliance
Foreign investment reporting and rectification of historic inbound or outbound transactions.
Statutory Records
Reconstruction and audit of registers, minutes and share-transfer records.
Deliverables
- Governance structure and board pack
- Policy suite
- Secretarial compliance certificate
- Filing tracker
Who it's for
Private companies preparing to behave like listed ones — and listed SMEs that want their compliance run by specialists.
Consult now
Tell us a little about your company. An advisor will call you back.
Often taken together
05 · DocumentationDocumentation & Legal Drafting
DRHP, RHP and prospectus drafting, agreements and corporate approvals.
- DRHP Drafting
- RHP & Prospectus
- Issue Agreements
06 · VisibilityMarketing & Investor Relations
Investor presentations, roadshows, PR strategy and investor Q&A support.
- Investor Presentations
- Roadshow Planning
- Branding & PR Strategy
07 · OngoingListing & Post-Listing Compliance
Listing approvals, LODR filings, secretarial audit and annual compliance.
- Listing Approvals
- LODR Filings
- Secretarial Audit
Let's Talk About Your Listing
Tell us about your company and we'll come back with an honest view and next steps.